3.10 Compactness

Definition 3.10.1 (Compact).label Let $X$ be a topological space, then the following are equivalent:

  1. (1)

    For every open covering $\curl{U_i}_{i\in I}$ of $X$ there exists a finite subcover $\curl{U_j}_{j\in J}$.

  2. (2)

    For every family of closed sets $\curl{C_i}_{i\in I}$ satisfying the finite intersection property

    • For each finite subset $J\suf I$, $\caps{}{j\in J}C_{j}\neq\emp$

    we have $\caps{}{i\in I }C_{i}\neq\emp$.

  3. (3)

    Every filter in $X$ has a cluster point.

  4. (4)

    Every ultrafilter in $X$ converges.

If the above holds, then $X$ is compact

Proof. (1)$\implies$(2): For each $J\suf I$, let

\begin{align*}U_{J}=\cups{}{j\in J}E^{c}_{j}\end{align*}

then $U_{J}\suf X$ is open. Suppose for contradiction that $\caps{}{i\in I}E_{i}=\emp$ then

\begin{align*}\textbf{U}=\curl{U_J:J\suf I\text{ finite}}\end{align*}

isan open cover for $X$. By assumption, $U_{J}\sub X$ for all $J\suf I$ finite hence $\textbf{U}$ admits no finite subcover, a contradiciton.

(2)$\implies$(3): Let $\scr{F}\suf \cali{P}(X)$ be a filter, then $\curl{\cl{E}:E\in\scr{F}}$ satisfies the hypothesis of (2).

(3)$\iff$(4): The cluster points and limit points of an ultrafilter coincides. (3)$\implies$(1): For each $J\suf I$, let

\begin{align*}E_{J}=\caps{}{j\in J }U_{j}^{c}\end{align*}

then for each $J,J'\suf I,E_{J}\cap E_{J'}=E_{J\cup J'}$. Assume for contradiction that $\curl{U_i}_{i\in I}$ admits no finite subcover. Let

\begin{align*}\scr{B}=\curl{E_J:J\suf I\text{ finite}}\end{align*}

then $\scr{B}$ is a filter base consisting of closed sets. By assumption, there exists $x\in \caps{}{i\in I}U_{i}^{c}$, so $\curl{U_i}_{i\in I}$ is not an open cover, contradiction.$\square$

Definition 3.10.2 (Precompact).label Let $X$ be a topological space and $A\suf X$, then $A$ is precompact if $\cl{A}$ is compact.

Proposition 3.10.3.label Let $X$ be a topological space and $E,F\suf X$ be compact, then the following sets are compact:

  1. (1)

    $E\cup F$.

  2. (2)

    $G\suf E$ closed.

  3. (3)

    $f(E)$ where $f\in C(E;Y)$ for $Y$ topological space.

Proof.

  1. (1)

    Let $\curl{U_i}_{i\in I}$ be an open cover of $E\cup F$ then there exists $J,J'\suf I$ finite such that $\cups{}{j\in J}U_{j}\supf E$ and $\cups{}{j\in J'}U_{j}\supf F$ hence $\cups{}{j\in J\cup J'}U_{j}\supf E\cup F$.

  2. (2)

    Let $\curl{U_i}_{i\in I}$ be an open cover of $G$. Since $G$ is closed, $\curl{U_i}_{i\in I}\cup \curl{G^c}$ is an open cover of $E$. In which case, there exists $J\suf I$ finite such that $\cups{}{j\in J}U_{j}\cup G^{c}\supf E$, so $\cups{}{j\in J}U_{j}\supf G$.

  3. (3)

    Let $\curl{U_i}_{i\in I}$ be an open cover of $f(E)$, then $\curl{f\inv (U_i)}_{i\in I}$ is an open cover of $E$. Thus there exists $J\suf I$ finite such that $\cups{}{j\in J}f\inv(U_{j})\supf E$, so $\cups{}{j\in J}U_{j}\supf f(E)$.

$\square$

Proposition 3.10.4.label Let $X$ be a Hausdorff space and $E\suf X$ compact then $E$ is closed.

Proof. Let $x\in E^{c}$. For each $y\in E$, there exists $U_{y}\in\cali{N}(y)$ and $V_{y}\in\cali{N}(x)$ such that $U_{y}\cap V_{y}=\emp$. By compactness, there exists $E_{0}\suf E$ finite such that $\cups{}{y\in E_0}U_{y}\supf E$. In which case $E\cap \caps{}{y\in E_0}V_{y}=\emp$ and $\caps{}{y\in E_0}V_{y}\in \cali{N}(x)$. Thus $E^{c}$ is open.$\square$

Proposition 3.10.5.label Let $X$ be a compact topological space, $Y$ be a Hausdorff space, and $f\in C(X;Y)$ be injective, then $f$ is a homeomorphism onto $f(X)$.

Proof. For each $K\suf X$ closed, $K$ and $f(K)$ are compact by Proposition 3.10.3. By Proposition 3.10.4 $f(K)$ is closed. By injectivity $f\inv (f(K))=K$ thus $f\inv$ maps closed sets to closed sets, and hence open sets to open sets.$\square$

Proposition 3.10.6.label Let $X$ be a Hausdorff space, $A,B\suf X$ be compact such that $A\cap B=\emp$ then there exists $U\in\cali{N}(A)$ and $V\in\cali{N}(B)$ such that $U\cap V=\emp$. In particular, if $X$ is also compact then $X$ is normal.

Proof. For each $x\in A,y\in B$, there exists $U_{x,y}\in \cali{N}(x),V_{x,y}\in\cali{N}(y)$ such that $U_{x,y}\cap V_{x,y}=\emp$. By compactness of $B$ there exists $B_{x}\suf B$ finite such that $\cups{}{y\in B_x}V_{x,y}\in\cali{N}(B)$. Let $U_{x}\define \caps{}{y\in B_x}U_{x,y}\in\cali{N}(x)$ and $V_{x}\define \cups{}{y\in B_x}V_{x,y}\in\cali{N}(B)$, then $U_{x}\cap V_{x}=\emp$. By compactness of $A$, there exists $A_{0}\suf A$ finite such that $\cups{}{x\in A_0}U_{x}\in\cali{N}(A)$. Then we can take $U=\cups{}{x\in A_0}U_{x}\in\cali{N}(A)$ and $V=\caps{}{x\in A_0}V_{x}\in\cali{N}(B)$ since

\begin{align*}U\cap V=\parens{\cups{}{x\in A_0}U_x}\cap \parens{\caps{}{x\in A_0}V_x}=\cups{}{x\in A_0}\parens{U_x\cap \caps{}{z\in A_0} V_z}\suf \cups{}{x\in A_0}U_{x}\cap V_{x}=\emp\end{align*}

$\square$

Lemma 3.10.7 (Tube Lemma).label Let $X$ be a topological space and $Y$ be a compact space, then

  1. (1)

    For any $x\in X$ and $U\in\cali{N}^{o}_{X\ti Y}(\curl{x}\ti Y)$, there exists $V\in\cali{N}_{X}(x)$ such that $V\ti Y\suf U$.

  2. (2)

    For any $A\suf X$ and $U\in\cali{N}^{o}_{X\ti Y}(A\ti Y)$, there exists $V\in\cali{N}_{X}(A)$ such that $V\ti Y\suf U$.

Proof.

  1. (1)

    For each $y\in Y$, let $U_{y}\in\cali{N}_{X}(x)$ and $V_{y}\in \cali{N}_{Y}(y)$ such that $(x,y)\in U_{y}\ti V_{y}\suf U$, then $\curl{V_y:y\in Y}$ is an open cover of $Y$. By compactness, there exists $\curl{y_j}_{1}^{n}$ such that $\cups{n}{j=1}V_{y_j}=Y$. Let $V=\caps{n}{j=1}U_{y_j}$, then $V\in\cali{N}_{X}(x)$ and $V\ti Y\suf U$.

  2. (2)

    For each $x\in A$, there exists $V_{x}\in\cali{N}_{X}(x)$ such that $V_{x}\ti Y\suf U$. Let $V=\cups{}{x\in A}V_{x}$, then $V\in\cali{N}_{X}(A)$ and $V\ti Y\suf U$.

$\square$

Theorem 3.10.8 (Tychonoff).label Let $\curl{X_i}_{i\in I}$ be non-empty topological spaces, then $X=\prods{}{i\in I}X_{i}$ is compact (resp. kompact) if and only if $X_{i}$ is compact (resp. kompact) for each $i\in I$.

Proof. By Proposition 3.6.2 it suffices to prove the assertion for compact spaces. Suppose that $X$ is compact then for each $i\in I$, $X_{i}=\pi_{i}(X)$ is compact by Proposition 3.10.3(3). Conversely suppose $X_{i}$ is compact for each $i\in I$. Let $\scr{U}\suf \cali{P}(X)$ be an ultrafilter. For each $i\in I$, $\pi_{i}(\scr{U})$ is an ultrafilter base. Since $X_{i}$ is compact, there exists $x_{i}\in X_{i}$ such that $\pi_{i}(\scr{U})\to x_{i}$. By Axiom of Choice, there exists $x\in X$ such that $\pi_{i}(\scr{U})\to \pi_{i}(x)$. Therefore $\scr{U}\to x$.$\square$

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